What is a Firm Risk Assessment and why do I need one?
Industry and government AML guidance refers to the need for a ‘risk-based’ approach and the regulations include provision for ‘proportionate’ ...
I have multiple clients. Do I have to manually enter each one separately?
No, you can import client data from a csv file. From the ‘My Clients’ page you can simply click on ...
I have added one of my clients’ details, but it is showing as high risk and I don’t think they are. What should I do?
If a risk rating is different to expected this needs exploring further by the member in the first instance as ...