How does AML Complete help with my ‘Firm risk assessment’?
Based on the information entered into the system by the user AML Complete includes a facility to produce a documented ...
What is a Firm Risk Assessment and why do I need one?
Industry and government AML guidance refers to the need for a ‘risk-based’ approach and the regulations include provision for ‘proportionate’ ...
In the past I have used AMLCC to do Client & Firm Risk Assessments. Can I still use these and upload them for my renewal?
There is no need. On the basis that you input all the data AML Complete requires the platform will generate ...
Some of my answers are highlighted in red on the summary page – what does this mean?
Answers highlighted in red means that a risk score has been allocated to the answer you have provided. This could ...
Why does my Practice/Service Risk show as Very High Risk?
For every question you answer, a score is allocated depending on the answer you provide. This score is predetermined by ...
I have added one of my clients’ details, but it is showing as high risk and I don’t think they are. What should I do?
If a risk rating is different to expected this needs exploring further by the member in the first instance as ...